Consultant - Director Head of Compliance Advisory

  • Category
  • Job Type
  • Industry
    Accounting, Finance and Insurance
  • Educational Requirements
    Bachelor´s degree
  • Job reference:

Responsibilities :

  • Provide independent assurance to key stakeholders on the effectiveness and adequacy of regulatory compliance practices and controls and the status of compliance as applicable to our client and its branches and subsidiaries; with timely escalation and reporting of regulatory and compliance-related matters to senior management and relevant committees.
  • Work on the establishment and maintenance of a global framework and policies in areas of corporate compliance (privacy, outsourcing, governance, etc.) to address the identified risks.
  • Identify forthcoming regulatory developments and related regulatory and compliance risk impacting business units and in conjunction with key business and functional stakeholders.
  • Work on the establishment and maintenance of an integrated, risk based compliance framework covering our client and its branches and subsidiaries with the Head of Compliance Oversight of our client in accordance with applicable laws/regulations and our client compliance standards.
  • Provide oversight of the Compliance Advisory professionals covering the CIS Bank.
  • Ensure escalation of significant regulatory and compliance risk issues and deficiencies to relevant business supervisors, operating committees, boards of directors and compliance senior management and to this effect develop appropriate management information for quarterly Boards, Committees and Working Groups.
  • In conjunction with the relevant businesses including Steering Committees and Working Groups, develop/participate to an appropriate and effective response to and resolution of compliance issues or deficiencies identified.
  • Assist the CCO in managing external regulatory relationship with the ECB/CSSF, as appropriate: Proactive notification to the regulator of key business developments and other regulatory matters including breaches, impacting regulated businesses and responding to regulatory requests for information. Support the preparation and follow up of supervisory visits impacting our client business units.
  • Develop and maintain compliance training schedule for our client business units. Ensure training content is aligned to current regulatory requirements and business activities of these business units.
  • Understand the governance framework applicable to our client business units and ensure Compliance Management Information, advice and counsel is delivered at appropriate forums.


Qualifications & Skills :

  • Strong knowledge of the regulatory environment related to the activities of a bank and/or financial industry;
  • Embrace new regulations in the light of the RBC IS Bank’s activity and get to the core of the issue;
  • Proven track record in a similar position within the banking industry in Luxembourg;
  • Capability to engage with different stakeholders and partners;
  • Management experience.
  • Very strong oral and written communication skills;
  • Excellent negotiation and stakeholders management skills;
  • Comfortable in dealing with senior individuals;
  • Strong analytical skills;
  • Ability to multitask;
  • Compliance risk management focused in outlook;
  • Good working level of English.
  • Education: University Degree in the area of Finance, Law, Business Administration or similar.


If you identify yourself with the requirements of this challenging position, do not hesitate to fill the apply form.

Please apply with your CV to: Raphael DEMESSE

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