Investment Compliance Intern

  • Category
    Compliance officer
  • Job Type
  • Industry
    Accounting, Finance and Insurance
  • Job reference:

                   - PAID INTERNSHIP - 12 MONTHS - DECEMBER 2019 -

Your Role

Service delivery and standards

  • Review of eligible assets according to the legal and regulatory restrictions as issued by applicable CAA (“Commissariat aux Assurances”) regulations and European legislation as well as the alignment with the defined investment strategy
  • Analyse new portfolio investments in accordance with home and host country regulations
  • Review of the contractual documentation: investment profile, investment strategy and indemnity letter.
  • Suitability check between the investment strategy signed by the client and his/her risk investment profile at on-boarding and during the whole life of a policy.
  • Setup of rules and investment strategies in the system
  • Provide monthly and quarterly reporting to partners, clients & other departments on regulatory and investment strategy breaches and follow-up and implementation of mitigation actions with external investment managers in case of deviation of investment regulations
  • Deal with day-to-day queries from Sales and Client services regarding investment compliance and monitoring

Relationships and influencing

  • Adopt a professional and ethical attitude
  • Ensure a professional and reliable service to clients and internal and external services
Your Profile

Functional / Technical Skills

  • In a Master degree in Finance, Economics or equivalent
  • Good knowledge on investment instruments and financial environment
  • Good knowledge of MS Office, especially Excel

Other Skills

  • Fluent in English
  • Able to deal, with facts, figures and adherence to systems
  • Well organised with a methodical approach to work
  • Able to gather and process information efficiently
  • Team player whilst able to work independently
  • Mature, independent, flexible
  • Problem solving skills
  • Confident and professional approach to dealing with clients and colleagues
  • Customer orientated


Please apply with your CV to: Cyrielle Daumer

Your search. Our support.

When you work with us, we'll be by your side at every step of your search.

Resume assistance

Your resume needs to grab the attention of employers. We'll help yours stand out.

Interview coaching

The interview is your time to shine. With us, you'll be prepared and confident.

Career advancement

Keep your skills sharp and your career moving forward—that's what we do.

Looking for something more?

Send us your resume and we'll do the searching for you.

Send Resume